Our securities litigation attorneys represent individuals, including officers and directors, and entities against claims for damages and other relief arising under state and federal securities laws.
We also counsel and represent clients faced with state and federal securities investigations and subpoenas, appear on their behalf before arbitration panels and administrative agencies, and represent participants in the securities industry in regulatory proceedings.
Our Services
- Litigation: representation before state and federal courts
- Investigations: representation of individuals and companies under investigation by the Ohio Division of Securities or the SEC
- Administrative law: representation of individuals and companies licensed by securities regulatory agencies in proceedings initiated by the regulator
- Arbitration: representation in FINRA (formerly NASD) arbitration proceedings
Our Clients
Our clients, from both public and private companies, are those against whom claims are brought arising under state and federal securities laws or for alleged breaches of fiduciary duties. They include corporate officers and directors, corporations, partnerships, limited liability entities, shareholders, and issuers of securities
