On the Call with the Author: The New Labor Department Fiduciary Rules and IRA Rollovers

Society of Financial Service Professionals

As part of the “On the Call” series of educational programs from the Society of Financial Service Professional’s Fiduciary Education Initiative, Tom Sigmund presented a follow-up to his article, “The New Labor Department Fiduciary Rules and IRA Rollovers,” which appeared in the January 2017 issue of The Journal of Financial Service Professionals. On February 28, 2017, Tom gave an over-the-phone presentation that focused on the necessary preparations for compliance with Labor Department’s new regulations, which are set to go into effect on April 10. The presentation was followed by a Q&A session.