SEC Charges Against OZ Fund Manager Prompt Review of Securities Compliance Strategies
Opportunity Zones Magazine November 24, 2021
In the national trade publication Opportunity Zones Magazine, Andrew Doup and Lori Fuhrer discuss how the SEC has brought criminal charges against a qualified opportunity fund (QOF) manager for the first time. Andrew and Lori outline why issuers should review the allegations and discuss with counsel how to manage their risk of securities liability.